Nominee - Filing Instructions

If you are a broker, bank, or other nominee that purchased or otherwise acquired ITT Educational Services, Inc. (“ITT”) common stock (ticker symbol: ESI) at any time during the period beginning on and including April 24, 2008 through and including February 25, 2013, for the beneficial interest of a person or entity other than yourself (the CUSIP for ITT common stock during the period is 45068B109), then you are requested promptly to send the Notice and Proof of Claim form (“Notice Packet”) to all your beneficial owners. To do so, you may either (1) provide the Claims Administrator with the names and addresses of such beneficial owners, or (2) send copies of the Notice Packet to all beneficial owners by first-class mail and provide the Claims Administrator with written confirmation of having done so.

You are entitled to the reimbursement of reasonable expenses actually incurred in connection with the research of records and (1) the generating of labels or electronic media or (2) the mailing of the Notice Packet, after submission to the Claims Administrator of a written request, together with appropriate supporting documentation.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of the beneficial owners who held shares of the stock of ITT Educational Services, Inc. from April 24, 2008, through and including February 25, 2013.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then you must either:

    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      ITT Securities Settlement
      PO Box 3058
      Portland, OR 97208-3058

    2. Email the spreadsheet to info@ITTSecuritiesSettlement.com; or
    3. Upload the spreadsheet here.

If you are mailing the Notice Packet to beneficial owners:

Request the needed number of copies of the Notice Packet via email to info@ITTSecuritiesSettlement.com. You must mail the Notice Packets to the beneficial owners within fourteen (14) calendar days of your receipt of the Notice Packets.

If you have any questions, contact the Claims Administrator at info@ITTSecuritiesSettlement.com or by calling 1-877-271-1547

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.

Important Dates

  • Class Period
    April 24, 2008 through February 25, 2013
    both dates inclusive
  • February 16, 2016
    Deadline to Exclude yourself from the Settlement
  • February 16, 2016
    Deadline to Object to the Settlement
  • March 8, 2016 at 11:00 a.m.
    Final Approval Hearing
  • March 22, 2016
    Deadline to submit a Claim Form